WTF is Wrong with the Supreme Court?

Sorry for the blunt title but I’m angry. The short answer to the question is obviously “a lot.” The adequate long answer would take at least a year to write. So, for now, I’ll have to settle for a few brief statements on the Espinoza school-funding case.

In 2017 the Supreme Court ruled in Trinity Lutheran that the state of Missouri violated the Free Exercise Clause of the First Amendment when it excluded a school run by the Trinity Lutheran church from participating in the state’s school playground resurfacing program. This radical decision, written by Chief Justice John Roberts, set the stage for last week’s equally bad ruling in Espinoza v. Montana. The Espinoza decision, also written by the Chief Justice, declared that the Montana Supreme Court was wrong to dismantle the state’s scholarship program that provided financial assistance to students who wished to attend private schools, both secular and religious. The Montana court did so because it was in violation of their states’ constitution, and they also wanted to avoid the problem of treating religious schools differently than secular ones, so they ended the entire program. This should have been the end of the case, but the Supreme Court nevertheless took it up (it was likely the four conservative justices Alito, Gorsuch, Thomas, and Kavanaugh who granted review).

What makes this case so radical, even though it could have been worse, is that the Court ruled that states must include religious schools an any scholarship programs for private education. Roberts concluded that by excluding religious families and schools from participating in the program the state had discriminated against them in violation of the Free Exercise Clause.

Though shocking, it was not unexpected. The Supreme Court had long ago abandoned the principle of separation, which the conservatives on the Court insist is hostile to religion (it’s not), in favor of an accommodationist approach to religion. This view is not a recent invention of the current court. It has a long history going back at least to the 1980s. In the 1989 Allegheny v. ACLU case, the now retired Justice Anthony Kennedy wrote:

Government policies of accommodation, acknowledgment, and support for religion are an accepted part of our political and cultural heritage, and the Establishment Clause permits government some latitude in recognizing the central role of religion in society. Any approach less sensitive to our heritage would border on latent hostility to religion, as it would require government in all its multifaceted roles to acknowledge only the secular, to the exclusion, and so to the detriment, of the religious. (1)

Anything short of accommodating religion is declared hostile to it, as if there were no benign reasons to exclude religion. This rhetoric of hostility to religion is part of a compelling narrative that the Religious Right uses to discredit the principle of separation. It has become a truism in conservative circles.

In the school funding realm, the Court began breaking down the barriers that barred religious institutions from receiving public funds in the 1980s (see Witters and Zobrest). But the real shift began with the 1997 Agostini v. Felton case which proclaimed that facially neutral government programs that provided aid to religious schools via private choice were not in violation of the Establishment Clause. (2) Several cases following this ruling took the logic laid out in Agostini and expanded it even further. (3) These cases established the facial neutrality and private choice duo as the guiding rule for funding cases. To achieve this outcome, these cases were largely aimed at diminishing the power of the Establishment Clause to bar public funding of religion. It has taken even more hits since then.

At this point, the Establishment Clause is so diminished that it hardly matters anymore. In both Trinity and Espinoza Roberts disposes of it fairly quickly. In both he cites Locke’s “play in the joints” concept to justify his brushing it aside. (Espinoza, p. 6) This “play in the joints” between the two religion clauses is built upon the assumption that the two are in conflict with each other, when in fact they are not. Unfortunately, this mistaken view has guided much of the Court’s First Amendment jurisprudence. This misunderstanding of the relationship between the two clauses is the product of a lot of bad history (a topic for another day). For now, just note that this notion makes it easier Roberts to dispose of the Establishment Clause.

To shore up his dismissal of the clause he adds that the Court has “repeatedly held that the Establishment Clause is not offended when religious observers and organizations benefit from neutral government programs.” (Espinoza, p. 7) Some may find this statement shocking, but it is the result of many years of chipping away at the power and reach of the clause. With the Establishment Clause out of the way, Roberts proceeds to his main line of reason using the Free Exercise Clause.

There are several important aspects of Roberts’s argument in Espinoza, but here I want to focus on just one aspect of his reasoning since no one else has made this point, which exposes the radical nature of this Court and its disingenuous posturing as a neutral interpreter of constitutional law. One of the keys to understanding Roberts’ ruling is his clever use of language. He conflates the category “religion” with the contents of that category (particular sects/religions). This rhetorical sleight of hand underlies both the Trinity and Espinoza cases.

The Free Exercise Clause, Roberts explains, “‘protects religious observers against unequal treatment’ and against ‘laws that impose special disabilities on the basis of religious status.’” (Espinoza, p. 8) This framing of the clause suggests that the clause is about protecting those who are in this category called “the religious,” thus implying that the clause protects people who are religious rather than protecting people from religious discrimination and tyranny because of either their particular religious beliefs (e.g. denying the Trinity) or because of their religious identity (e.g. Jewish). The above statements quoted by Roberts comes from the Trinity case, which uses a 1993 case as precedent. In Church of Lukumi Babalu Aye, Inc. v. Hialeah the Supreme Court struck down several city ordinances in the South Florida town of Hialeah because they were targeted specifically, albeit not explicitly, at preventing the members of the Santeria religion from practicing animal sacrifice, a central aspect of their religion. (Trinity, p.6) They were targeted because they were members of an unpopular religion, not because they were “religious.”

Two other precedents used in Espinoza further illustrate Roberts’ trick. The first one comes from the landmark Everson case, from which Roberts quotes: “a State ‘cannot exclude individual Catholics, Lutherans, Mohammedans, Baptists, Jews, Methodists, Non-believers, Presbyterians, or the members of any other faith, because of their faith, or lack of it, from receiving the benefits of public welfare legislation’” (Espinoza, p. 8) Note that the examples refer to discrimination against members of a particular religion and/or those who hold specific religious beliefs. The other case is the more recent Lying v Northwest Indian Cemetery Protective Assn in which the victims of discrimination were Native Americans whose particular religious beliefs clashed with the goals of the Forest Service. (Espinoza, p. 8) Again, the members of that Native American tribe were not victims of discrimination because they were religious, it was their particular religion that was the problem. In none of these cases were the individuals or groups targeted because they were religious per se.

In contrast to those cases, the state of Montana did not engage in that kind of prejudiced discrimination. There was no malicious or discriminatory intent by the state when it struck down the program. They didn’t discriminate against any particular religion; all religions were banned. Religion is singled out for special treatment in the state constitutions and in the U.S. Constitution for very good historical reasons, having nothing to do with hostility to religion. In fact, one of the reasons such anti-establishment provisions exist is to protect religion. Neither Montana, nor Missouri, engaged in the kind of “discrimination” that the Religion Clauses forbid. All religions, religious people, religious institutions, etc. are treated equally.

Nevertheless, Roberts chastised the Montana Department of Revenue and the Montana Supreme Court for following their state’s constitutional mandate that prohibits the use of “any public fund or monies, or any grant of lands or other property for any sectarian purpose or to aid any church, school…controlled in whole or in part by any church, sect, or denomination.” (quoted p. 3) This state constitutional provision is one of many state no-aid mandates which are often called “Blaines” or “Baby Blaines” in honor of the attempted federal constitutional amendment proposed by James G. Blaine in 1875. Blaine’s amendment was narrowly struck down in the Senate, mostly for states’ rights reasons. In the aftermath of this failure over the next 50 years 21 states adopted similar statements in their own constitutions. The claim made by those who oppose these constitutional mandates, and repeated by Roberts, is that they were “’born of bigotry’ and ‘arose at a time of pervasive hostility to the Catholic Church and to Catholics in general’” (Espinoza, pp. 15-16) and as such they are in violation of the Free Exercise Clause and must go. Justice Thomas has been harping on this issue for years. As is typical for him he plays the long game and has hammered this message home by repeatedly mentioning it in his opinions every chance he gets. The history is seriously flawed. Surprise! Surprise!

But in Espinoza it is Justice Alito who took on the task of laying out this history, briefly noted by Roberts in the majority opinion, in his concurring opinion. His recounting of this shameful history, as he sees it, is itself shameful. Lawyers, and Alito is no exception, have a tendency to start with the desired conclusion and then proceed to make the evidence fit that conclusion. His brief essay on this topic is a great example of how NOT to do history. (yet another topic for another day) For those of you who are interested in this controversy a great place to start is Steven K. Green’s “Blaming Blaine.” (4)

While on the subject of Professor Green, I think it worth quoting this excerpt from his pointed critique of the Espinoza case:

There is so much contained in the various opinions in Espinoza v. Montana Department of Revenue that a college instructor could use that one case to teach an entire course about American church-state law: discrimination based on religious free exercise; the private choice exception to the establishment clause; whether the establishment clause is incorporated to the states; the history of the common schools; 19th-century anti-Catholicism; and the origins and meanings of state no-aid provisions (state “Blaine Amendments”). If that instructor used Espinoza to teach an accurate account of those various issues, however, it would be a pretty bad course. (5)

True indeed. However, it would make a great course if it was used as an example of bad constitutional law. Green side stepped addressing all of those issues, except the Blaines, for the same reason I have. The response would be so long that it would try the readers patience, not to mention the amount of effort that would go into such an undertaking. No doubt in the coming months law journals will fill up with responses to the recent spate of Supreme Court cases, and all of these issues will be endlessly debated.

So, what will be the impact of this decision? Many states already have scholarship programs that fund both secular and religious private schools, and this ruling won’t change them, but it does have implications beyond that. In light of this ruling, states are now required to fund private religious schools if they enact any program to fund private education, even in states with Blaines. While the Court didn’t explicitly strike down the “Baby Blaines” they made them ineffectual. So, for now a state can avoid the dilemma as long as it doesn’t create a program for private secular schools. But it will likely inspire some states to create such programs with the intent of helping to fund private religious education, a major goal of many school choice proponents, including Betsy DeVos, the scandalous education secretary. The real danger, however, comes as the Court continues on this path, using the same logic, to further expand access to public funds by religious entities.

Our public education system is already on life support as states have for years inadequately funded public education while at the same time diverting money to charters and private schools, which are mostly religious. The fallout from this ruling will only exacerbate the problem. In addition, it will further exacerbate the inequities in our education system. Opening religious access to public funds will also create the “animosities and jealousies” that the founders were so keen to prevent. (6) Not all religious groups will be able to compete in the scramble for access to the funds. This situation will benefit those religious groups that are wealthier and more common. And what will happen when Muslims, Scientologists, or the Satanic Temple seek to benefit from such programs? To deny them access would be actual discrimination. Will taxpayer be willing to have their tax dollars go to support a religion with which they disagree? One of the most fundamental ideas driving the disestablishment movement during the revolutionary period was the idea championed by Thomas Jefferson in his famous Statute for Religious Freedom, and parroted by pious religious dissenters in Virginia and elsewhere was:

That to Compel a Man to furnish Contributions of money for the Propagation of opinions which he disbelieves and abhors is Sinful & Tyrannical; That even the forcing him to Support this or that Teacher of his own religious persuasion is depriving him of the Comfortable Liberty of giving his contributions to the Particular pastor whose morals he would make his Pattern. (7)

Those who believe that this decision will be a boon for religion, by which they mean Christianity, might want to revisit the reasons that so many religious dissenters pushed for the separation of church and state in the early Republic. Taking money from the state, even indirectly, has never been good for religion as they repeated in their petitions, essays, and pamphlets. In response to a future proposal for a general assessment (a tax to support ministers of different denominations as opposed to a single denomination), Virginia’s Baptists wrote in the Virginia Gazette:

The consequence of this is, that those whom the State employs in its service, it has a right to regulate and dictate to; it may judge and determine who shall preach, where they shall preach, and what they must preach. The mutual obligations between preachers and the societies they belong to, should this be the case, must be evidently weakened; yea, farewel [sic] to the last article of the bill of rights! Farewel to ‘the free exercise of religion,’ if civil rulers go so far out of their spheres as to take the care and management of religious affairs upon them. (8)

If those religious schools are receiving public funds, will they then be required to adhere to the same rules and regulations secular public schools do?

The Right has played the long game and invested in creating a conservative legal infrastructure complete with think tanks, advocacy groups, legal organizations, and law schools meant to change the legal and political culture of this nation. They invested in the courts and that effort is paying off, maybe not as much as they would like, but by capturing the courts they are well on their way to achieving their goals even as they are out of step with the majority in this country. Trump just appointed his 200th federal judge, many of whom are demonstrably not qualified. (9) This is important because most cases are settled by the lower courts, and the Supreme Court takes only a small percentage of the cases appealed to them. These appointed judges are ideologically vetted for their support for right-wing causes, rather for their impartiality. (10) Now is the time for the rest of us to take the courts seriously. If you think voting doesn’t matter, you’re wrong! If you’re thinking about not voting, or voting for a third-party candidate, think of the courts.

Don’t let some of the recent headlines fool you (e.g. “Supreme Court hands down major decision reaffirming abortion rights in Louisiana case” and “The Supreme Court Just Ruled 5–4 to Protect Abortion Rights”). (11) The victories for DACA recipients and women’s rights are something to be celebrated but they are, nevertheless, temporary victories. (12) The ruling in Bostock v. Clayton County was a more solid win, but Justice Gorsuch, who along with the Chief Justice, was moved not by a sudden appreciation for LGBTQ rights but instead by his textualist principles. None of these decisions should be taken as an indication of the reasonableness of the Roberts Court. Roberts is known for being politically astute and for his “death by a thousand cuts” approach to judicial rulings. The strategy is meant to avoid those shocking headlines which might mobilize the left or further damage the reputation of the Court. Yet, he aims to achieve the same ends that his fellow conservative colleagues share. The result has been a slow but steady march to the far right.

  1. See Allegheny v. ACLU at https://www.law.cornell.edu/supremecourt/text/492/573
  2. Ellen M. Wasilausky, “See Jane Read the Bible: Does the Establishment Clause Allow School Choice Programs to Include Sectarian Schools After Agostini v. Felton?” Washington and Lee Law Review 56 (1999).
  3. See Mitchell v. Helms (2000) and Zelman v. Simmons-Harris (2002)
  4. Steven K. Green, “‘Blaming Blaine’: Understanding the Blaine Amendment and the ‘No-Funding’ Principle,” First Amendment Law Review, 107 (2004).
  5. Steven K. Green, “Symposium: RIP state ‘Blaine Amendments’ – Espinoza and the ‘no-aid’ principle.” SCOTUS blog. https://www.scotusblog.com/2020/06/symposium-rip-state-blaine-amendments-espinoza-and-the-no-aid-principle/
  6. James Madison, “Memorial & Remonstrance Against Religious Assessments,” Founders Online. https://founders.archives.gov/documents/Madison/01-08-02-0163
  7. Jefferson wrote: “That to compel a man to furnish contributions of money for the propagation of opinions which he disbelieves and abhors, is sinful and tyrannical; that even the forcing him to support this or that teacher of his own religious persuasion, is depriving him of the comfortable liberty of giving his contributions to the particular pastor whose morals he would make his pattern, and whose powers he feels most persuasive to righteousness; and is withdrawing from the ministry those temporal[ry] rewards, which proceeding from an approbation of their personal conduct, are an additional incitement to earnest and unremitting labours for the instruction of mankind; that our civil rights have no dependance on our religious opinions…” https://www.monticello.org/site/research-and-collections/virginia-statute-religious-freedom

This particular quote comes from the petition from Northumberland County in Virginia during the fight over the general assessment bill (November 28, 1785). Jefferson’s phrase was also repeated in a petition from the Baptist Association (November 3, 1785): “That to compel man to furnish contributions of money to support that Religion which they disbelieve and abhor * sinful and tyrannical that to compel even * to support the Gospel who profess to believe it, is inconsistent both with the * and independent Spirit of the Christian Religion, and the custom of the Primitive Church.” (see http://www.virginiamemory.com/collections/petitions)

  1. Virginia Gazette (March 28,1777).
  2. https://www.politico.com/news/2020/06/24/senate-confirms-200th-judge-under-trump-337938
  3. https://rewire.news/article/2020/06/24/trumps-200th-judge/
  4. https://abcnews.go.com/Politics/supreme-court-hands-major-decision-louisiana-abortion-case/story?id=71254751 and https://www.motherjones.com/politics/2020/06/june-medical-services-russo-supreme-court-abortion-ruling/
  5. Department of Homeland Security v. Regents and June Medical Services v. Russo respectively.

First Amendment Folly: An Evaluation of Carl H. Esbeck’s “Protestant Dissent and the Virginia Disestablishment 1776-1786” (Introduction)

Several months ago I posted a blog on the abuse of history in constitutional law (“The Politics of Deception”), and this is the first of the promised evaluations exposing this abuse.

In the last several decades the Religious Right has cleverly repackaged itself as the champion of religious liberty. They have established law firms and organizations such as the Becket Fund for Religious Liberty that prominently display their religious liberty goals. (1) In 2009 numerous conservative religious and political leaders signed the Manhattan Declaration, which lists religious liberty among its other commitments to “human life,” marriage, and unjust laws. Among the victories of the phalanx of religious advocacy groups and their lawyers are state statutes modeled on the 1993 federal Religious Freedom Restoration Act (R.F.R.A.), which essentially allow businesses to discriminate in the name of religion. (2) As Linda Greenhouse rightly points out, this is a betrayal of the original mission of RFRA. It had been “embraced across the religious and political spectrum as a shield against the thoughtless oppression of religious minorities,” she asserts, “not [as] a sword in the hands of those who would invoke religion to carve a gaping hole in the fabric of civil society.” (3) This expansion of the free exercise of religion that benefits some at the expense of others has occurred at the same time that the powers of the Establishment Clause (EC) have been eroded. As a corrective, Greenhouse proposes a new piece of legislation: The Establishment Clause Restoration Act. Her suggestion is unlikely to go anywhere anytime soon, but it points to an often-overlooked aspect in the debates over the new religious liberty laws: the role of the EC. The combination of a strengthened Free Exercise Clause along with a weakened EC has gone a long way in tearing down Jefferson’s wall of separation. Under the guise of “religious liberty” the Religious Right has found a way to establish their religion in law, even if only partially.

First-Amendment-Religious-Freedom

The EC has been a target of the Religious Right since the Supreme Court handed down its 1947 decision in Everson v. Board of Education, which declared that the EC created “a wall of separation between church and state.” To those opposed to this ruling originalism seemed to provide the solution to challenging the interpretation. One of the most influential of the early originalist challenges to Everson came from “nonpreferentialists,” those who maintain that the EC allows government support of religion as long as all religions were treated equally. (4) This “nonpreferentialist” interpretation has recently declined in influence after several prominent scholars exposed its flawed reading of history. (5) Currently, the main “accommodationist” challenge comes from what today is known as the jurisdictional or federalist interpretation. The “federalists” argue that the intent of the framers was to prevent the federal government from interfering in the establishments in the states, while at the same time preventing the federal government from setting up an establishment. (6) Carl H. Esbeck makes a similar argument. (7) However, in “Protestant Dissent and the Virginia Disestablishment, 1776-1786,” Esbeck forgoes this interpretation in favor of a different originalist interpretation. (8) Accepting the Everson case and its reliance on Virginia, he argues that its guiding principle is what he calls “voluntaryism,” a concept which he insists expresses the religious dissenters’ thinking on church-state relations in eighteenth-century Virginia. In other words, he accepts an Everson decision that has been refashioned to suit his purposes.

Esbeck defines “voluntaryism” as “the active support of religion must be voluntary and thus at the behest of the private sector, which is to say, not by the government.” (9) While it may appear to be a simple claim that religion is voluntary, implying “that there is an absence of government compulsion or coercion,” this is not what he means. To concede this would undermine his claim that the EC is not about rights. As a result, he relegates this right of non-coercion to the realm of free exercise of religion. (p. 61) Questions concerning religious establishments are about fixing the nature and extent of the relationship between the state and “organized religion,” according to Esbeck. Voluntaryism, as expressed in eighteenth-century Virginia, was about banning state intervention in “organized religion,” but not the other way around. This goal was pursued by the dissenters, in Esbeck’s telling, “out of a common desire to protect the church from undue control by the government,” whereas, the rationalists took up the cause because they were concerned about “the unity of the body politic.” (p. 103)

It is a term, according to Esbeck, that “the new nation called (and) spelled voluntaryism.” (pp. 51-2) However, he gives no source(s) supporting this claim in either “Protestant Dissent” or “Dissent and Disestablishment.” After searching hundreds of petitions, pamphlets, letters, and newspaper articles written by rationalists and dissenters across the new nation I have been unable to locate the term. This does not necessarily mean that the concept itself did not exist. If it is true that both the rationalists and religious dissenters “embraced” this form of church-state arrangement, we should be able to find it in the historical record.

Why Esbeck’s “Protestant Dissent”?

Given the flood of originalist works challenging the Everson precedent it may seem surprising that I selected a work that narrowly focuses on Virginia. But given Virginia’s prominent place in the history of both religious liberty and the EC it seems appropriate to begin with Virginia. The history of disestablishment in this newly independent state offers a more revealing glimpse into the perspectives on religious liberty in eighteenth-century America, than do the brief and flawed records of the First Federal Congress.

I also chose “Protestant Dissent” because Esbeck is a distinguished and well-connected constitutional scholar, who has been influential in shaping the interpretation of the First Amendment. According to his profile, he was “the progenitor” of the “Charitable Choice” initiatives, which were part of the 1996 welfare reform bill that allows religious social-service providers to contract with the government without having to compromise their religious identity. More significantly, he was part of George W. Bush’s task-force on faith-based initiatives. In this work, he had ties with the Center for Public Justice, a think tank that seeks “to equip citizens, develop leaders, and shape policy in pursuit of our purpose to serve God, advance justice, and transform public life.” Esbeck was also director of the Center for Law & Religious Freedom (CLRF) from 1999 to 2002. CLRF describes itself as “America’s oldest Christian advocacy ministry for religious freedom,” which “argues high impact cases and advises Congress on vital legislation to protect religious freedom.” On their website they boast that they “are blessed to serve as America’s RELIGIOUS LIBERTY ADVOCATES®.” In addition, he has written numerous articles on the meaning of the First Amendment’s Religion Clauses. (10) Currently, Esbeck is a professor of law at the University of Missouri, where he continues to advocate for his unique interpretation of the First Amendment.

Why does it matter?

We all have a stake in upholding our commitment to religious liberty, and thus in the meaning and interpretation of the EC. The stakes are much higher for those whose beliefs do not conform to the religious opinions of the majority. But those in the majority should care if for no other reason than the fact that they may someday find themselves in the minority. Of course, everyone claims to be devoted to religious liberty, but it is the very meaning of “religious liberty” itself which is at issue in the debates over the EC.  Esbeck claims to be advancing religious freedom as the founders and religious dissenters understood it. Based on this understanding, he argues that the EC “does not require a showing of coercion of religion-based conscience or other religious harm.” (pp. 61-2)

This interpretation opens the way for the accommodation of religion in the public square in ways that violate the rights of some. It does so by stripping the EC of two of its most basic functions: 1) preventing the privileging of a particular religion or religious denomination; and 2) protecting individual rights. In addition to allowing religious groups to shape public policy in accordance with their own religious dogma, Esbeck’s rendering of the EC has also opened the way for laws and policies that provide financial support for religious organizations as long as the support is for things “not specifically religious.” In accordance with his understanding of the EC, Esbeck supports equal access to public forums for religious individuals and organizations, including schools, to promote their religious beliefs and agendas (fn. 200, p. 99); government aid to religious organizations providing public services (p. 101); and the use of public funds for school vouchers that will be used at private religious institutions (fn. 210, p. 101).

Driving Esbeck’s quest for an accommodationist interpretation of the First Amendment is the belief that separating government “from all that is arguably religious (or arguably has a religious foundation) … is hostile rather than neutral to the influence of religion on society.” (11) This oft repeated mantra rings true only for those who are in the majority; few others would agree that a check on the power of the majority to impose itself on others is hostile. It is also contrary to the conception of religious liberty of those very religious dissenters that Esbeck claims he is representing. As members of the minority, the religious dissenters knew all too well the tyranny of the majority. Petitioning against laws privileging the Episcopal Church, Baptists in Virginia protested, “As Religious Oppression, or the interfering with the Rights’ of Conscience, which God has made accountable to none but himself, is of all Oppression the most inhuman and insupportable, and as Partiality to any Religious Denomination is its genuine Offspring, your Memorialists have with Grief observed that Religious Liberty has not made a single Advance, in this Commonwealth, without some opposition.” (12) It is not hostility to religion that necessitates separating all that is religious from government, it is hostility to religious tyranny that mandates such an arrangement.

In addition to the perception of hostility, Esbeck is motivated by the belief that “[w]ithout church autonomy, civil society will lose organized religion as a check and limit on the pretensions of Caesar. And that would surely lead to a more authoritarian state. Whether one is personally religious or not, we all have a liberty stake in that not happening.” (p. 103) It is this genuinely held believe that underlies Esbeck’s push to accommodate religion, and as a result to abuse history. He is not alone in producing ideologically motivated scholarship; however, this is no excuse for the distortions, misleading interpretations, and omissions of inconvenient evidence. By making claims to “original intent” Esbeck and others, have been able to present themselves as objective intermediaries of the original meaning of the First Amendment without having to defend the religiously derived assumptions upon which their interpretations rest. Originalism has become a mask for specious arguments.

 

The examination of Esbeck’s claims will appear in four separate blog posts, following the main phases of disestablishment in Virginia. The first post will examine the creation of the religious liberty clause (Article 16) in the Virginia Declaration of Rights, which was enacted in 1776 after declaring independence from Great Britain. It was in the creation of this article that James Madison made his first significant contribution to the struggle for religious liberty. The significance of this contribution will become clear in the next post reviewing the petitions calling for an end to all establishments of religion. With the help of Thomas Jefferson, who was serving in the House of Delegates, the dissenters succeeded in freeing themselves from the burden of financially supported the still established Church of England, newly named the Episcopal Church. This victory was significant, but not enough for the dissenters who sought to end all unequal privileging based on religious opinions. Sharing the dissenters’ ultimate goal of religious liberty Thomas Jefferson introduced his Bill for Establishing Religious Freedom in 1779. This effort will be the subject of the third post. The bill failed, leaving the issue of disestablishment unsettled as Virginians dealt with the pressing concerns of war. The fourth, and most significant, phase, which began as the Revolutionary War came to a close, will be the subject of the fourth post. In the final showdown between the conservatives and the rationalist/dissenter coalition, a bill for a general assessment in support of the Christian religion was soundly defeated. It was during this phase that Madison wrote his celebrated Memorial and Remonstrance Against Religious Assessments. He also capitalized on the momentum and secured the passage of Jefferson’s religious freedom bill. The final post will summarize the results and declare the final verdict on Esbeck’s use of history.

  1. Gustav Niebuhr, “Conservatives’ New Frontier: Religious Liberty Law Firms,” The New York Times (July 8, 1995).
  2. David Cole, “The Angry New Frontier: Gay Rights vs. Religious Liberty,” The New York Review of Books (May 7, 2015).
  3. Linda Greenhouse, “Church, State, and the Supreme Court’s Moment of Truth,” The New York Times (Oct. 29, 2015).
  4. See Michael J. Malbin, Religion and Politics: The Intentions of the Authors of the First Amendment (The American Enterprise Institute for Public Policy Research) 1978.
  5. See Leonard W. Levy, The Establishment Clause: Religion and the First Amendment (Chapel Hill: The University of North Carolina Press), 1994.
  6. Steven D. Smith, Foreordained Failure 1995. For an extensive critic of this interpretation see Ellis West in The Religion Clauses of the First Amendment: Guarantees of States’ Rights? Lanham, Maryland: Lexington Books, 2011.
  7. Based on the debates from the First Federal Congress, Esbeck argues that the EC was designed to impose two limits on the powers of the federal government. First, it was meant to prevent the federal government from intervening in states’ church-state settlements. Second, it denied Congress only the power to legislate “respecting an establishment of religion,” thus leaving it free to legislate “respecting religion.” Esbeck, “Dissent and Disestablishment: The Church-State Settlement in the Early American Republic,” Brigham Young University Law Review (2004), 1576-7. There are many reasons why his argument is wrong, but here I will only briefly address the flaws in his claims. A more robust counter to this argument will have to wait until later. The first problem is with the primary sources from the First Federal Congress. James H. Hutson, in his study of the documentary evidence, warns that most of the documents are defective. He determined that many of them “have been compromised – perhaps fatally – by the editorial interventions of hirelings and partisans.” Therefore, he concludes that “[t]o recover original intent from these records may be an impossible hermeneutic assignment.” [“The Creation of the Constitution: The Integrity of the Documentary Record,” Texas Law Review 65 (1986): 2.] To get to what he calls a “structuralist” interpretation of the Establishment Clause (EC), Esbeck misconstrues and misinterprets the little evidence there is. In a future post I’ll more adequately address the flaws in his argument. Esbeck’s argument shares a lot in common with the “federalists” who argue that the EC was meant to prevent the federal government from intervening in the state establishments of religion. Ellis M. West in The Religion Clauses of the First Amendment: Guarantees of State’s Rights? (2011) exposes the flaws in this interpretation.
  8. Carl H. Esbeck, “Protestant Dissent and the Virginia Disestablishment, 1776-1786,” The Georgetown Journal of Law & Public Policy 7 (2009) 51-103.
  9. Esbeck, “Protestant Dissent,” 53 and 98. Esbeck makes the same claim in “Dissent and Disestablishment,” where he examines the history of disestablishment in the original thirteen colonies plus Vermont. (“Dissent and Disestablishment,” 1590-1)
  10. Some of Esbeck’s works on the First Amendment: “The First Federal Congress and the Formation of the Establishment Clause of the First Amendment,” in No Establishment of Religion: America’s original Contribution to Religious Liberty, edited by Jeremy T. Gunn & John Witte, Jr., 208-251. New York: Oxford University Press, 2012; “Protestant Dissent and the Virginia Disestablishment, 1776-1786,” The Georgetown Journal of Law & Public Policy 7 (2009): 51 – 103; “When Accommodations for Religion Violate the Establishment Clause: Regularizing the Supreme Court’s Analysis,” West Virginia Law Review 110 (2007); “Dissent and Disestablishment: The Church-State Settlement in the Early American Republic,” Brigham Young University Law Review (2004): 1385-1592; “Myths, Miscues, and Misconceptions: No-Aid Separationism and the Establishment Clause,” Notre Dame Journal of Law, Ethics & Public Policy 13 (1999): 285-319; and “Five Views of Church-State Relations in Contemporary American Thought,” Brigham Young University Law Review (1986): 371-404.
  11. Esbeck, “Myths, Miscues and Misconceptions,” 309-10.
  12. “Baptist Association: Petition” (November 8, 1780) at the Library of Virginia: Digital Collection.

 

The Politics of Deception: History, Knowledge, and the First Amendment

 In a 1988 lecture Supreme Court Justice Antonin Scalia declared that originalism was “The Lesser Evil” over other methods of constitutional interpretation. (1) Born out of a resentment against what was perceived as an activist liberal Supreme Court, the movement to make originalism the way to interpret the Constitution did not begin with Scalia’s speech, but his appointment to the Supreme Court in 1986 was a watershed moment for it. In the 1970s conservatives began calling for a return to the Constitution and its “fixed” original meaning as a way to restrain Justices and “depoliticize the law.” (2) As the movement expanded, history, as a resource in which to discover the original meaning, was set to go from a side-show in constitutional law to the main event. A contested past was now required to yield certainties, and to do so without the appearance of ideological bias. Nonetheless, it soon became clear that the push for originalism was a political strategy to reshape constitutional law in favor of conservative principles. (3) But for this to happen, originalism had to yield the “correct” original meanings. This need to yield the “correct” history ensured that the well-known abuse of history in law would reach new heights. Despite their ideological underpinnings, the products of originalist jurisprudence are packaged in the language of certainty and impartiality. For this reason, as noted by Eric Berger, “Originalism is particularly worthy of criticism.” By “creat[ing] an especially misleading illusion of certainty” it operates by deception. (4) Contrary to Scalia’s assertion, originalism is not, in fact, the lesser of two evils, but by virtue of its pretense to objectivity the greater evil. It is politics disguised as legitimate scholarship.

Associate Justice Antonin Scalia during the group portrait of the U.S. Supreme Court at the Supreme Court Building in Washington, Friday, Oct. 8, 2010. (AP Photo/Pablo Martinez Monsivais)

Associate Justice Antonin Scalia during the group portrait of the U.S. Supreme Court at the Supreme Court Building in Washington, Friday, Oct. 8, 2010. (AP Photo/Pablo Martinez Monsivais)

Despite its many flaws, especially the very problematic historical record, originalism has gained in popularity and enjoyed broad application. (5) Given its popular appeal and the fact that so many legal scholars and organizations are dedicated to this method it is unlikely to disappear any time soon. Even if the jurisprudence of originalism faded into obscurity, there is no doubt that history will remain a crucial resource to bolster legal arguments. History is seen to confer legitimacy upon constitutional arguments and enjoys broad popular appeal. But the motives, sensibilities, and training of legal scholars diverge considerably from that of a historian. This makes it more likely that they will abuse history in order to bolster their arguments in favor a pre-determined conclusion.

In response to the frequent misuse of history in law some have recommended that its use by jurists be abandoned altogether, but others recognizing the implausibility of this solution have instead offered advice and/or rules to help them use history responsibly. (6) Regrettably, there is little evidence that lawyers, judges, justices or legal scholars have taken the advice of these well-meaning scholars. With busy schedules and no professional consequences, other than the occasional historian calling them out for their mischief, there is little incentive to change. There are two factors that work in tandem to encourage the abuse of history. The first comes from within the field itself. Lawyers are trained in the adversarial method in which the point is to make the best possible argument in favor of a particular claim. This methodology is well-suited in the service of ideological goals. This gets to the second factor, which gets at the incentives and motives driving the abuse of history, and in part explains why attempts to improve historical scholarship in law have failed. The desire to further one’s ideological agenda is encouraged and supported by the proliferation of partisan political organizations, funded by wealthy donors. To understand how these considerations contribute to the poor state of historical scholarship in the legal profession, it will be necessary to examine each in more detail. Continue reading

“‘Advice & Consent’? No One Really Knows What the Founders Had in Mind.” | History News Network

Ray Raphael briefly reviews the history of the “advice and consent” clause of the Constitution at the HNN.

Afterwards he notes that “[t]he current Senate is more than eager to question ‘the judgment of the Chief Magistrate,’ and the avowed aim of Republican senators is to undermine the administration, not provide ‘stability.’ Nor, in this age of unrelenting media buzz, is there much interest in ‘a silent operation.’ Ironically, those who call themselves Originalists, and who hang on the framers’ every word, loudly broadcast their intention to thwart the Chief Executive at this and at every turn.”

Source: History News Network | “Advice & Consent”? No One Really Knows What the Founders Had in Mind.

Garry Wills: “The Next Justice? It’s Not Up to Us” | History News Network

“One thing the framers of the Constitution set out to prevent was a popular say in who should be a Supreme Court justice. The aim of the document was to ensure there would be an independent judiciary—independent of Congress (by ensuring justices’ salaries), independent of changing administrations (by granting them life tenure), and not subject to popular election.”

Source: History News Network | The Next Justice? It’s Not Up to Us

founding-fathers

“Justice Thomas Needs a Lesson in the History of the 2nd Amendment” | History News Network

“The overall point to be made is the Seventh Circuit did not relegate the Second Amendment to a “second-class right” as Justice Thomas claims. History refutes such a conclusion. The fact of the matter is the modern perception of the Second Amendment as guaranteeing broad firearm rights in both public and private is just that—modern.”

Source: History News Network | Justice Thomas Needs a Lesson in the History of the 2nd Amendment

“What Does Marriage Equality Have to Do with Dred Scott?” – The New Yorker

Many of those who object to the Obergerfell ruling have compared it to the disgraceful Dred Scott (1857) decision that declared that even free blacks could not be citizens and that the Missouri Compromise was unconstitutional thus effectively nullifying the idea of slave free states. Amy Davidson debunks this flawed analogy in a discerning article at The New Yorker.  The analogy basically fails because “Dred Scott constrains liberty and Obergefell expands it,” but Davidson further breaks down the failures of this analogy by diving deeper into the Scott case. Thus Davidson’s exposé is also a reminder of the shameful racism that is part of our historical legacy.

Why are some using this analogy? Davidson concludes, “In part, Dred Scott is simply being used to give Obergefell a bad name—as pure invective, another way to call the decision rotten and the Supreme Court deluded. This is low enough; Dred Scott is a truly degraded decision, in a way that no other of the Court, conservative or liberal, has since matched. And, in part, the analogy reflects the notion, held by some contemporary conservatives, that they are now the ‘real’ victims of bigotry.”

Read the entire article here: What Does Marriage Equality Have to Do with Dred Scott? – The New Yorker.

 Eliza and Lizzie Scott, children of Dred Scott. Credit Image by Getty/MPI

Eliza and Lizzie Scott, children of Dred Scott.
Credit Image by Getty/MPI

Why the Claim that the Obergefell Decision is Undemocratic is Wrong

Does the Court ruling in Obergefell v. Hodges violate the principle of democracy as those writing in dissent (Chief Justice John Roberts and the Justices Scalia, Thomas, and Alito) have claimed? James Madison, the Father of the Constitution and Bill of Rights, would say no.

Bolstered by the legal arguments of the dissenting justices, those opposed to the Court’s decision will continue to campaign against same-sex marriages, even though they lost. It is therefore important that we examine the merits of the arguments from the dissenting justices. (1) One of the main charges brought against the majority is the claim is that this opinion is a threat to democracy and religious liberty. This allegation is based on a misunderstanding of the relationship between rights and majorities in a democracy. On this subject, James Madison had the greatest insights, and he is primarily responsible for our current understanding of how to best protect rights in a democracy.

first-amendment

In his fight against religious establishments in Virginia, James Madison learned many lessons, one of the most significant of these lessons was that bills of rights were “parchment barriers” when facing overbearing majorities. Acting through their representatives, majorities will inevitably push through legislation that will violate the rights of others, even when expressly prohibited by a bill of rights as happened in Virginia when an attempt was made to pass a general assessment for the support of teachers of the Christian religion. The general assessment bill failed but it prompted Madison to reconsider the assumption that legislatures are the best protectors of the rights of the people. In his Vices of the Political System of the United States (1787), which was written in response to the failures of the Articles of Confederation, Madison questioned “the fundamental principle of republican Government, that the majority who rule in such Governments, are the safest Guardians both of public Good and of private rights.” In exploring the root of this problem, he concluded that the cause lay “in the people themselves.” It was for this reason that Madison originally opposed adding a bill of rights to the Constitution, although he later changed his mind and became the primary author and mover of the amendments that became our Bill of Rights. Even though he changed his mind and pushed the amendments through, Madison never changed his mind about the relationship between majorities and violation of individual rights. Continue reading

The Obergefell Ruling is a Victory for the LGBT Community, but it’s Also a Victory for James Madison and Religious Liberty

Does the Court ruling in Obergefell v. Hodges violate the principle of democracy as those writing in dissent (Chief Justice John Roberts and the Justices Scalia, Thomas, and Alito) have claimed? James Madison, the Father of the Constitution and Bill of Rights, would say no.

Bolstered by the legal arguments of the dissenting justices, those opposed to the Court’s decision will continue to campaign against same-sex marriages, even though they lost. It is therefore important that we examine the merits of the arguments from the dissenting justices. (1) One of the main charges brought against the majority is the claim is that this opinion is a threat to democracy and religious liberty. This allegation is based on a misunderstanding of the relationship between rights and majorities in a democracy. On this subject, James Madison had the greatest insights, and he is primarily responsible for our current understanding of how to best protect rights in a democracy.

James Madison

James Madison

In his fight against religious establishments in Virginia, James Madison learned many lessons, one of the most significant of these lessons was that bills of rights were “parchment barriers” when facing overbearing majorities. Acting through their representatives, majorities will inevitably push through legislation that will violate the rights of others, even when expressly prohibited by a bill of rights as happened in Virginia when an attempt was made to pass a general assessment for the support of teachers of the Christian religion. The general assessment bill failed but it prompted Madison to reconsider the assumption that legislatures are the best protectors of the rights of the people. In his Vices of the Political System of the United States (1787), which was written in response to the failures of the Articles of Confederation, Madison questioned “the fundamental principle of republican Government, that the majority who rule in such Governments, are the safest Guardians both of public Good and of private rights.” In exploring the root of this problem, he concluded that the cause lay “in the people themselves.” It was for this reason that Madison originally opposed adding a bill of rights to the Constitution, although he later changed his mind and became the primary author and mover of the amendments that became our Bill of Rights. Even though he changed his mind and pushed the amendments through, Madison never changed his mind about the relationship between majorities and violation of individual rights. Continue reading